Company: CIBC

Location: Toronto, ON

Expected salary:

Job date: Sat, 12 Apr 2025 03:57:15 GMT

Job description: We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.To learn more about CIBC, please visitWhat you’ll be doingAs a member of the Control Room of Capital Markets Compliance, you will be providing advice on and administering CIBC’s Capital Markets Personal Trading Policy (Canada) and the Insider Trading Policy. As an Associate, Employee Trading, you will be responsible for providing advice to senior executives, management and employees about personal trading matters and responding to questions about the Personal Trading Policies. You will be responsible for pre-clearing trade requests for Canadian employees and monitoring employee trading for compliance with applicable policies. In this role, you will also be responsible for providing some administrative support to the Capital Markets Compliance team.At CIBC we enable the work environment most optimal for you to thrive in your role. Details on hybrid work arrangement (proportion of on-site and remote work) will be discussed at the time of your interview.How you’ll succeedEmployee trading support – You’ll be preapproving employee trade requests, answering employee questions about CIBC’s personal trading policies, and conducting post-trade review of employee trading activity to confirm no policies were violated. As part of this process, you’ll be maintaining business relationships to update departmental employee lists, setting new employees up on the pre-clearance platform, and following up with employees to ensure required actions are taken.Reporting – Responsible to prepare and send scheduled and ad hoc reports to senior management in CIBC Capital Markets that summarize the personal trading activity of their teams. You’ll also be identifying gaps and escalating issues on an ad hoc basis to Compliance management (Director, Control Room, or Senior Director, Control, Room).Reviewing published research – You’ll be assessing research reports published by CIBC World Markets daily to identify new coverage / changes in recommendations, and imposing research restrictions where required.Supporting the Capital Markets compliance team – As part of your role, you will prepare and distribute correspondence, memos, reports, and other confidential documentation in a timely and accurate manner. Administratively, you will from time to time be responsible for coordinating meeting and travel arrangements for team members, preparing expense claims, and ordering office supplies as required.Who you areYou can demonstrate experience in the securities industry (3+ years), with strong knowledge of securities trading. It’s an asset if you have knowledge and understanding of CIBC’s business and compliance policies and procedures impacting the Capital Markets businesses.You have an undergraduate degree, preferably with a finance or business focus. Completion of CSI’s Canadian Securities Course is an asset.You have a strong knowledge of Microsoft Office, including the use of Word, PowerPoint, Excel and Outlook. A working knowledge of ADP (Broadridge) and/or Power Automate is an asset.Your influence makes a difference. You know that relationships and networks are essential to success. You inspire outcomes by sharing your expertise.You know that details matter. You notice things that others don’t. Your critical thinking skills help to inform your decision making.Values matter to you. You bring your real self to work and you live our values – trust, teamwork, and accountability.#LI-TAWhat CIBC OffersAt CIBC, your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career, rather than just a paycheck.We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, defined benefit pension plan*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.*Subject to plan and program terms and conditionsWhat you need to knowCIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contactYou need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit.We may ask you to complete an attribute-based assessment and other skills tests (such as simulation, coding, French proficiency, MS Office). Our goal for the application process is to get to know more about you, all that you have to offer, and give you the opportunity to learn more about us.Job Location Toronto-161 Bay St., 10thEmployment Type RegularWeekly Hours 37.5Skills Banking, Company Policies, Customer Service, Derivative Securities, Finance, Microsoft Excel, Microsoft Office, Securities Compliance, Securities Trading